Author: Keith Inman

Keith practices in the area of commercial law with an emphasis on securities law. His practice includes all aspects of securities law from the perspective of an issuer or an…

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On June 20, 2024, the Canadian Securities Administrators announced a multilateral initiative by the securities regulatory authorities to temporarily extend the role of exempt market dealers (“EMDs”).
On May 13, 2024, the TSX Venture Exchange (“TSXV”) announced the launch of its TSXV Sandbox initiative (“Sandbox”), as part of the TSX’s Venture Forward program.
The Canadian Securities Administrators announced on January 11, 2024, the final amendments to the delivery requirements for non-investment fund reporting issuers prospectus filings.
Canada’s new modern slavery legislation, the Fighting Against Forced Labour and Child Labour in Supply Chains Act (the “Act”), came into effect on January 1, 2024.
The Canadian Securities Exchange (the “CSE”) has adopted significant amendments to its policies, as well as additional clarity, which should prove useful to management of listed issuers.
The Canadian Securities Administrators have approved amendments to National Instrument 45-106 - Prospectus Exemptions, to introduce the new “Listed Issuer Financing Exemption” for companies listed on a Canadian stock exchange.

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